New Hampshire Citizens Commission on State Courts Draft Recommendations for Consideration March 13, March 20 Recommendation #10 Research Committee: The Courts as a Business Recommendation: Performance Management The Judicial branch today is managed largely on the basis of process, i.e., rules that define the approved approach to each circumstance. While this approach is essential to the operation of the Courts, the Courts as a Business Research Committee recommends that that focus on managing process be balanced by equal emphasis on outcomes or performance management, e.g., time to dispose of a filing, cost per case, constituent satisfaction. To that end, the Committee recommends a five step process: 1. Assemble a leadership group of judges and staff to recommend outcomes based performance objectives and specific metrics for consideration and approval by the Chief Justice and the Administrative Judges. 2. Use that same leadership group to develop recommendations for reporting and review processes to be employed on quarterly and annual bases for the ongoing management of the New Hampshire Judicial Branch. 3. Use these performance objectives and metrics and reporting and review processes to actively manage performance throughout the entire judiciary. 4. Report on the Judiciary’s performance against these objectives and metrics to the Judicial Branch’s constituencies, e.g., the Legislature, Governor, and Judicial Council, the New Hampshire Bar, and the public on at least an annual basis. 5. Review and evolve the objectives, metrics, and management processes on a continuing basis. Rationale: While process is critical to operations, the Judicial Branch’s various constituencies are more interested in performance against the outcomes that they regard as important to them, e.g., timely justice, equal access, customer service, and cost. Without recognizing those desired outcomes, measuring performance against those outcomes, and managing against those objectives, excellence in performance will always be more a matter of chance and exceptional effort than real management and leadership. Further, where an institution views its performance only against process, there is, almost by definition, no progress. Approved processes either are or are not followed. By focusing on outcomes the entire judiciary can be engaged in innovation and investments to efficiently and effectively drive performance improvements. And such measures and reporting would enrich the Judicial Branch’s communication with its constituencies. Recommendation # 11 Research Committee: The Courts as a Business Recommendation: Information Technology The Courts as a Business Research Committee recommends that the Judicial Branch significantly accelerate its deployment and management use of information technology in the context of a technology plan to improve the Courts’ effectiveness and efficiency. Specifically, the Research Committee recommends that: A. The implementation of the Odyssey case management system be accelerated and that courts’ management fully utilize the outcomes and productivity measures embedded in Odyssey consistent with the second recommendation above. B. The Judicial Branch adopt benchmark technologies, e.g., electronic filing and notification, digital voice recording, and electronic scheduling and adopt new practices and processes to impact the efficiency and effectiveness of the judiciary in terms of the outcomes discussed in the Performance Management recommendation discussed above. C. The Judicial Branch put in place an Information Technology Advisory Board, perhaps from the Judicial Council, to provide ongoing, independent expert counsel on best practices in the application of information technology. D. The Judicial Branch develop a technology plan to provides a framework for technology investment and the technical evolution of the courts. As a part of that plan, the Courts should establish a limited set of IT principles to guide that plan, e.g., that the court’s various constituencies should be free to choose their preferred medium of exchange: telephone, hardcopy, e-mail, or the internet and that processes should be designed so that each keystroke is captured only once to avoid duplication of effort and increased error rates. Rationale: Information Technology represents one of the key tools available to the Judicial Branch that can both improve the quality of service and lower costs. The Judiciary should judge its technological opportunities against the tests of real outcomes measures, e.g., reductions in time to close cases and lower cost per case. Against those tests, acceleration of the Odyssey implementation, in particular, is essential to the implementation of real performance based management across the Judicial Branch and the gains in effectiveness that will follow. But here, like many of the applications of technology, effective use of technology involves more than investment; it requires changes in management processes and practice. In addition, there are other immediate opportunities for technology driven improvements in Judicial Branch functioning, e.g., electronic filing and notification, and there will be continuing, effective new applications of technology available. Finally, an independent advisory board can add an expert, external perspective on the best use of technology.